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Research Ethics Guidelines

All members of the department - both staff and students - are expected to observe the Code of Conduct and Ethics laid down by the British Psychological Society. They should ensure that everyone for whom they are responsible in the department, and to whom the code and principles apply, observes them.

Risk Assessments

All ethics applications now need to include a risk assessment. Birkbeck uses Sevron to manage this: visit the Sevron website for more information and/or .

Download and complete the risk assessment forms which apply to your research:

Getting ethical approval for your projects

Undergraduate projects: deadlines for ethics submissions

  • Most undergraduate projects are routine and routine ethics applications can be submitted at any time.
  • For non-routine undergraduate project applications, there are three deadlines:
    • Friday 6 November 2020, Friday 20 November 2020 and absolute final deadline, Friday 4 December 2020.
    • If you can submit by the first deadline (you have found a supervisor and agreed a topic), please do so. Remember the sooner you submit and get approval, the sooner you can start your project.
    • Friday 4 December is a final deadline and any applications submitted after this will not be reviewed.

Classification of proposed research as routine or non-routine

  • Ethics applications need to be marked as routine or non-routine, as described below:
    • Routine: If the researcher or supervisor decides that the proposed study is so close to a previous study that has been reviewed within the last three years or renewed (for a maximum of two additional years) by the Departmental Ethics Committee, then you may proceed with your routine research once you have completed and submitted a routine application. When submitting a routine application, the approval number from the original (non-routine) application must be included on your application form. You must also provide copies of all original documentation with your routine ethics application form, including all appendices (and final versions of forms if amendments were required). If you cannot provide the original documentation or ethical approval has expired and cannot be renewed, you will be need to complete a new non-routine form.
    • Non-routine: If the proposed study raises ethical issues for which the researcher/supervisor has not had previous approval, then the application is non-routine and must be considered by the ethics committee. The study cannot proceed until the researcher has received a numbered ethical approval certificate.
    Please note: it's therefore the researcher's responsibility (or the supervisor if the researcher is a student) to decide whether the proposed study can be considered routine or non-routine. Where there is any doubt about whether a proposal is routine then it should be categorised as non-routine.

How to submit your ethics application

Submission dates for applications

  • Routine applications can be submitted at any time and should be sent via .
  • All other applications, including non-routine, amendment and renewal applications, have specific submission deadlines to the ethics committee and these are usually the second Friday of each month, as follows: 2020-21: 16 October, 13 November, 11 December, 15 January, 12 February, 12 March, 16 April, 14 May, 11 June and 16 July.
  • Applications should be submitted in the days leading up to this date via . Submissions after this date will not be considered until the next Friday deadline. In most cases, applicants will receive a response within three weeks of the submission deadline.

How to apply for renewal of ethics approval

  • Ethical approval is given to non-routine projects for a period of three years. To obtain an extension for a further two years, please complete the application form below, confirming that no details of your research have changed. Renewal applications need to be submitted via along with a copy of all original documentation related to the associated non-routine application i.e. application forms, appendices, etc. If you are unable to provide original documentation or the committee confirms that ethical approval cannot be renewed, you may be required to complete a new non-routine renewal application form for your study.

NHS approvals

  • If your application concerns clinical or patient groups or is similar to other studies that require National Research Ethics Service Approval (NRES), you must explain in your application why NRES permission is not required. You must also submit the NRES self-assessment check verifying this with your application.

Undergraduates and clinical projects

  • In the past, occasionally, undergraduates have done clinical projects. This is now not possible. By clinical, we mean projects which would require getting NHS ethics approval (now referred to as COREC) for research on patients or NHS staff. Procedures for gaining COREC approval have become much more onerous, time-consuming and complex in recent years and the effort required for such approval means it is not appropriate for undergraduate projects. The only exception to this will be if an undergraduate, through their existing employed work, is already doing research on a project which has received COREC approval for the work that individual is doing i.e. no new COREC application would be required.

Research involving minors (under 16 years)

  • Research using CBCD Babylab facilities: for sample text to complete the ethics form and for the standard Babylab consent form. Sometimes students carry out research for their projects' dissertations as part of an ongoing study of their supervisors and for which their supervisors have ethics approval for. In these cases, students still need to apply for ethical approval and their application is always non-routine.
  • DBS/CRB checks: Anyone carrying out research with minors must undergo a DBS/CRB check. Please note that this can take up to three months to process so you should plan accordingly. The research cannot begin until the individual has been approved. Please read the section on DBS/CRB checks below. Please note that research involving minors is always classified as non-routine.

DBS/CRB checks

  • Student DBS checks(formally known as CRB): Students can apply for a DBS check through the College. Important: You must not begin your study until your DBS result has been seen and accepted, and your Ethics Approval Form has been approved. If you already have a DBS check that was not processed by Birkbeck, we will not accept it. Birkbeck does not participate in the DBS update service. You must therefore have another check processed through Birkbeck. Please read and follow these instructions:
    • Confirm with your supervisor that a DBS check is required.
    • directly and provide the following information: full name, student number, date of birth, course and email address. Put DBS check in the subject line and copy your supervisor and the as proof they have agreed to your check. If you do not copy in your supervisor, your email will not be processed.
    • Naomi Adams will set up an application for you to complete remotely. After you've completed it,  to make an appointment to show the original supporting documents you selected to prove your identification when making the application. Please note that you must have a copy of the original documentation, as photocopies or printouts will not be accepted and if you do not have all the appropriate documentation, the check cannot be carried out.
    • The disclosure result will generally be issued to you by post within 7-10 days of the check being completed.
    • Birkbeck will not receive a copy of the certificate. You'll therefore need to scan and . Alternatively, you may arrange to bring in the original certificate so a copy can be taken.
  • Staff DBS checks: Staff requiring a DBS check will be able to apply for one through the College. Please for more information.

How to request an amendment to existing studies

  • Rarely, you may need to slightly modify an ongoing project (e.g. change the format of a questionnaire that is causing confusion). If this represents a new experiment or study this should be applied for using the routine or non-routine form. However, if this is an alteration to an ongoing experiment or study, you can submit a request for an amendment with in the following way:
    • You should detail your requested amendment (covering all aspects of the original form that are altered by your amendment, including data sharing/security) in a letter addressed to the Chair.
    • Attach new versions of consent forms/information sheets where relevant and any new materials.
    • You should also attach your original application form.
    • Any original materials that have been modified should have new version numbers and dates, so that participants can be tracked.
    • Your email should be entitled Modification to Study and include your reference number.
    The Ethics Committee will let you know whether your amendment is approved, requires alteration, or is rejected. This communication must be received before you can implement your proposed modification.

Useful links and references